MAXWELL WEALTH STRATEGIES INC.

MAXWELL WEALTH STRATEGIES INC. of PLEASANTON, CA is an SEC-registered investment adviser (CRD 317081). Regulatory assets under management: $290.0M.

Registration

• CRD: 317081
• SEC file number: 801-122641
• Type: Registered investment adviser
• Location: 7041 KOLL CENTER PARKWAY, SUITE 275, PLEASANTON, CA, 94566
• Phone: 925-523-3288
• Latest filing: 2025-02-19
• Regulatory AUM: $290.0M
• Discretionary AUM: $290.0M
• Clients: 5
• Accounts: 660

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 317081 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search