AXXES ADVISORS LLC of CORAL GABLES, FL is an SEC-registered investment adviser (CRD 318039). Regulatory assets under management: $100K.
Compensation: % of AUM.
| Name | Role | Location |
|---|---|---|
| Adam Lawrence Kaplan | CHIEF ADMINISTRATIVE OFFICER | — |
| Gary J Bachman | CHIEF FINANCIAL OFFICER | — |
| Joseph Edward Dagrosa | CHIEF EXECUTIVE OFFICER; MANAGER | — |
| Lauren Laroche | CHIEF COMPLIANCE OFFICER | — |
| Karrie Jean Jerry | CHIEF COMPLIANCE OFFICER | — |
| KAPLAN JAMES LAWRENCE | CHIEF ADMINISTRATIVE OFFICER | — |
| JERRY KARRIE JEAN | CHIEF COMPLIANCE OFFICER | — |
| BACHMAN GARY J | CHIEF FINANCIAL OFFICER | — |
| DAGROSA JOSEPH EDWARD | CHIEF EXECUTIVE OFFICER; MANAGER | — |
| ROY JOHN PARKER | CHIEF REVENUE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |