INNOCAP INVESTMENT ADVISERS, LLC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 324591). Regulatory assets under management: $2.7B.
Compensation: % of AUM, Fixed.
Clients served: Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Joshua David Kestler | PRESIDENT | — |
| Andrew Scott Lapkin | CHIEF OPERATING OFFICER | — |
| Kelly Teresa Mcgowan | CHIEF COMPLIANCE OFFICER | — |
| Francois Rivard | MAJORITY OWNER OF 10313157 CANADA INC. | — |
| Stuart Jason Heiss | CHIEF COMPLIANCE OFFICER | — |
| ELIOT DOLORES ANN | CHIEF COMPLIANCE OFFICER | — |
| RIVARD FRANCOIS | MAJORITY OWNER OF 10313157 CANADA INC. | — |
| KESTLER JOSHUA DAVID | PRESIDENT | — |
| LAPKIN ANDREW SCOTT | CHIEF OPERATING OFFICER | — |
| HEISS STUART JASON | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-03-25 | regulatory | CAISSE DE DEPOT ET PLACEMENT DU QUEBEC WAS FINED TOGETHER WITH THE OTHER NOTIFYING PARTIES BY THE UKRAINIAN COMPETITION AUTHORITY (EUR 2,840) FOR HAVING FILED A PRE-MERGER NOTIFICATION POST CLOSING INSTEAD OF PRE-CLOSING, HAVING RELIED IN GOOD FAITH ON AN ANALYSIS SETTING THE UKRAINIAN TURNOVER OF T… | Final | $3K |