SMITH & ASSOCIATES FINANCIAL SERVICES, LLC

SMITH & ASSOCIATES FINANCIAL SERVICES, LLC is an SEC-registered investment adviser (CRD 331842). Regulatory assets under management: $1.1M.

Registration

• CRD: 331842
• Type: Registered investment adviser
• Phone: 612-308-1583
• Latest filing: 2026-03-31
• Regulatory AUM: $1.1M
• Discretionary AUM: $725K
• Non-discretionary AUM: $385K
• Clients: 1
• Accounts: 17

Business model

Compensation: % of AUM.

Clients served: High net worth, Investment cos.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 331842 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search