O'CONNOR ALTERNATIVE INVESTMENTS, LLC
O'CONNOR ALTERNATIVE INVESTMENTS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 336332). Regulatory assets under management: $16.4B.
Registration
- CRD: 336332
- SEC file number: 801-133741
- Type: Registered investment adviser
- Location: 110 EAST 59TH STREET, NEW YORK, NY, 10022
- Phone: 212-915-1722
- Latest filing: 2026-05-19
- Regulatory AUM: $16.4B
- Discretionary AUM: $16.4B
- Clients: 65
- Accounts: 42
Business model
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Officers, owners & control persons (13)
| Name | Role | Location |
|---|
| Walter Desmond Karle | CHIEF COMPLIANCE OFFICER | — |
| William Joseph Ferri | GLOBAL HEAD OF ASSET MANAGEMENT | — |
| Danny H Salinas | CHIEF FINANCIAL OFFICER | — |
| Joseph Thomas Giaimo | CHIEF OPERATING OFFICER | — |
| Adam Marc Brajer | GENERAL COUNSEL AND SECRETARY; SECRETARY | — |
| Brandon Gerald Lutnick | CHIEF EXECUTIVE OFFICER; CONTROLLING TRUSTEE | — |
| Kyle Lutnick | TRUSTEE | — |
| Casey S Lutnick | TRUSTEE | — |
| Ryan G Lutnick | TRUSTEE | — |
| Charles Mathys | CHIEF COMPLIANCE OFFICER | Chicago, IL |
| Connor Burke | GENERAL COUNSEL - O'CONNOR | — |
| Howard William Lutnick | SOLE TRUSTEE | — |
| John Joseph Jones | GENERAL COUNSEL AND SECRETARY | — |
Disclosures (8)
| Initiated | Type | Allegations | Status | Amount |
|---|
| 2024-12-12 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE THAT CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED AGAINST CANTOR FITZGERALD, L.P. ("CFLP"). IN ANTICIPATION OF THE INSTITUTION OF THESE PROCEEDINGS, CFLP HAS SUBMITTED AN OFFER OF SETTLEMENT WHICH THE COMMISSIO… | Final | $6.8M |
Private funds (13)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| O'CONNOR GLOBAL MULTI-STRATEGY ALPHA MASTER LIMITED | Hedge Fund | Cayman Islands | 1,527 | $4.8B | $5.0M |
| O'CONNOR GLOBAL MERGER ARBITRAGE MASTER LIMITED | Hedge Fund | Cayman Islands | 1,773 | $2.4B | $5.0M |
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION (LEVERED) II LP | Hedge Fund | Delaware | 200 | $389.0M | $5.0M |
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP | Hedge Fund | Delaware | 1,081 | $334.1M | $5.0M |
| NINETEEN77 RP I LLC | Hedge Fund | Delaware | 2 | $251.6M | $1.0M |
| CLOVER PCO III ORIGINATION AGGREGATOR LP | Hedge Fund | Delaware | 603 | $230.3M | $5.0M |
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP | Hedge Fund | Delaware | 1,081 | $175.7M | $5.0M |
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY (LEVERED) II LP | Hedge Fund | Delaware | 200 | $130.3M | $5.0M |
| CLOVER PCO III SECONDARY AGGREGATOR LP | Hedge Fund | Cayman Islands | 603 | $122.2M | $5.0M |
| GLOBAL MULTI-STRATEGY ALPHA REALIZATION LLC | Hedge Fund | Delaware | 253 | $119.9M | — |
| NINETEEN77 CAPITAL SOLUTIONS LP | Hedge Fund | Delaware | 210 | $54.7M | $5.0M |
| NINETEEN77 CAPITAL SOLUTIONS A LP | Hedge Fund | Delaware | 210 | $27.1M | $5.0M |
| DYNAMIC ALPHA COMMODITY FUND, LTD. | Hedge Fund | Cayman Islands | 0 | $80K | $100K |
Branch offices (1)
| City | State | Employees | Phone |
|---|
| CHICAGO | IL | 1 | 3124697510 |
Fund service providers (16)
- custodian: CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP
- custodian: CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP
- custodian: CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP
- custodian: CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION (LEVERED) II FEEDER LP
- custodian: CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP
- custodian: CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY (LEVERED) II FEEDER LP
- custodian: GLOBAL MULTI-STRATEGY ALPHA REALIZATION LIMITED
- custodian: NINETEEN77 CAPITAL SOLUTIONS A FEEDER LP
- custodian: NINETEEN77 CAPITAL SOLUTIONS FEEDER LP
- custodian: O'CONNOR GLOBAL MERGER ARBITRAGE LIMITED
- custodian: O'CONNOR GLOBAL MERGER ARBITRAGE LLC
- custodian: O'CONNOR GLOBAL MULTI-STRATEGY ALPHA II LIMITED
- custodian: O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LIMITED
- custodian: O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
- custodian: O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM II LLC
- custodian: O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
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