NORTHWIND FINANCIAL LLC
NORTHWIND FINANCIAL LLC of BEND, OR is an SEC-registered investment adviser (CRD 342069). Regulatory assets under management: $105.4M.
Registration
- CRD: 342069
- SEC file number: 801-136199
- Type: Registered investment adviser
- Location: 2445 NE DIVISION ST, STE 204, BEND, OR, 97703-3568
- Phone: 541-318-7871
- Latest filing: 2026-06-11
- Regulatory AUM: $105.4M
- Discretionary AUM: $105.4M
- Clients: 2
- Accounts: 328
Business model
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| Kevin John Serrapede | CHIEF COMPLIANCE OFFICER | — |
| Bradley Jason Boeck | CHIEF COMPLIANCE OFFICER; OWNER | — |
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