NORTHWIND FINANCIAL LLC

NORTHWIND FINANCIAL LLC of BEND, OR is an SEC-registered investment adviser (CRD 342069). Regulatory assets under management: $142.2M.

Registration

• CRD: 342069
• SEC file number: 801-136199
• Type: Registered investment adviser
• Location: 2445 NE DIVISION ST, BEND, OR, 97703-3568
• Phone: 541-318-7871
• Latest filing: 2026-08-30
• Regulatory AUM: $142.2M
• Discretionary AUM: $142.2M
• Clients: 2
• Accounts: 361

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 342069 on SEC IAPD (source of record)
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