GOK LISA ANNE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GOK LISA ANNE appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CETERA INVESTMENT MANAGEMENT LLC | SECRETARY | SCHAMBURG, IL |
| — | Form ADV | CETERA ADVISORY SERVICES LLC | SECRETARY | EL SEGUNDO, CA |
| — | Form ADV | CETERA INVESTMENT ADVISERS LLC | SECRETARY | SCHAUMBURG, IL |
| — | Form ADV | AVANTAX PLANNING PARTNERS, INC. | CO-SECRETARY | DUBUQUE, IA |
| — | Form ADV | AVANTAX ADVISORY SERVICES, INC. | CO-SECRETARY | DALLAS, TX |
| — | Form ADV | TRANSAMERICA FINANCIAL ADVISORS, INC. | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | CETERA ADVISOR NETWORKS LLC | SECRETARY | EL SEGUNDO, CA |
| — | Form ADV | CETERA ADVISORS LLC | SECRETARY | GREENWOOD VILLAGE, CO |