CUTWATER ASSET MANAGEMENT CORP.

CUTWATER ASSET MANAGEMENT CORP. of NEW YORK, NY is an SEC-registered investment adviser (CRD 37214). Regulatory assets under management: $423.4M.

Registration

Officers, owners & control persons (28)

Showing 25 of 28 people.

NameRoleLocation
HARRIS MITCHELL EVANCHAIRMAN—
CORSO CLIFFORD DEANCEO; CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR; CHIEF COMPLIANCE OFFICER (+3 more)—
FERA SHARON ANNVICE PRESIDENT—
VOLTZ SUSAN ANNEDIRECTOR; VICE PRESIDENT—
SCHACHINGER JOSEPH RALPH SRFINANCIAL OPERATIONS PRINCIPAL—
ROBERT T CLAIBORNEDIRECTOR—
WALZ RICHARD JOHNCHIEF COMPLIANCE OFFICER; FINANCIAL OPERATIONS PRINCIPAL—
BLAIR CAROL KUNAMANAGING DIRECTOR—
CHUBINSKY LEONARD ISRAELCHIEF LEGAL OFFICER; SECRETARY—
MORRIS MARC DANADIRECTOR; TREASURER AND DIRECTOR—
MCCOLLUM TREVOR DAVIDMANAGING DIRECTOR—
FALLON WILLIAM CHARLESDIRECTOR—
BERRIGAN EDMUND GERARDDIRECTOR AND MANAGING DIRECTOR—
DUNTON GARY CHARLESCHAIRMAN, DIRECTOR—
BUDNICK NEIL GTREASURER AND DIRECTOR—
BERRIGAN EDMUND GERALDMANAGING DIRECTOR; VICE PRESIDENT—
OHANESIAN ROBERT MARKSENIOR MANAGING DIRECTOR—
SHULMAN ROBIN JAYNECHIEF COMPLIANCE OFFICER—
SEVELY JOSEPH LOWNDESDIRECTOR AND CHIEF FINANCIAL OPERATIONS OFFICER; TREASURER AND DIRECTOR—
BROWN WILLIAM THACHERDIRECTOR—
STORCH ERIC DANIELVICE PRESIDENT—
BRISK GREGORY ALLANDIRECTOR—
PAGANO DANIELLE MARIADIRECTOR—
GELMAN SETHCHIEF COMPLIANCE OFFICER—
FARQUHARSON CHARLES BOWENDIRECTOR—

Private funds (6)

FundTypeFormedOwnersGross asset valueMin investment
9206761166Securitized Asset Fund—4$57.3M$1.0M
8510672670Securitized Asset Fund—2$53.2M$500K
1426089636Securitized Asset Fund—3$28.0M$1.0M
5349305336Securitized Asset Fund—10$22.1M$1.0M
5313745289Securitized Asset Fund—2$20.9M$1.0M
4765262782Securitized Asset Fund—4$1.4M$200K

Fund service providers (3)

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