| HANSON THOMAS HERBERT | V.P., CHIEF OPERATIONS OFFICER | — |
| DUNN WILLIAM JAMES | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / FINOP | — |
| ASTMAN FREDRICK LEONARD | CHAIRMAN / DIRECTOR; CHAIRMAN, DIRECTOR | — |
| WAGENAAR DIRK JR | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| HOOD SCOTT WILLIAM | PRESIDENT; PRESIDENT & CEO; PRESIDENT, CEO (+3 more) | — |
| ZLOCHISTYY FELIKS | FINOP | — |
| HOWARD MITCHELL WAYNE | CHIEF COMPLIANCE OFFICER, V.P., COMPLIANCE & OPERATIONS; CHIEF COMPLIANCE OFFICER, V.P., COMPLIANCE & OPERATIONS, FINOP; V.P. COMPLIANCE & OPERATIONS, CCO, FINOP | — |