DUNN WILLIAM JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DUNN WILLIAM JAMES appears on 12 filing roles across Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STRATOS WEALTH ADVISORS LLC | CHIEF COMPLIANCE OFFICER | BEACHWOOD, OH |
| — | Form ADV | STRATOS WEALTH PARTNERS, LTD | DIRECTOR OF COMPLIANCE | BEACHWOOD, OH |
| — | Form ADV | SEQUOIA FINANCIAL GROUP, L.L.C. | CHIEF COMPLIANCE OFFICER | AKRON, OH |
| — | Form ADV | KINGSBRIDGE WEALTH MANAGEMENT, INC. | TRUSTEE | LAS VEGAS, NV |
| — | Form ADV | STRATOS INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER; NON-MEMBER | BEACHWOOD, OH |
| — | Form ADV | BRIDGEPOINT ADVISERS LIMITED | DIRECTOR OF BRIDGEPOINT ADVISERS LIMITED | LONDON |
| — | Form ADV | BRIDGEPOINT ADVISERS II LIMITED | DIRECTOR OF BRIDGEPOINT ADVISERS II LIMITED | LONDON |
| — | Form ADV | TILLRIDGE CAPITAL PARTNERS, LLC | MANAGING PARTNER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | PRIVATE WEALTH MANAGEMENT GROUP INC | PRESIDENT | PRINCETON, NJ |
| — | Form ADV | FIRST WILSHIRE SECURITIES MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | PASADENA, CA |
| — | Form ADV | KINGSBRIDGE PRIVATE WEALTH MANAGEMENT, INC. | PRESIDENT, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER, SECRETARY | LAS VEGAS, NV |
| — | Form ADV | STRATEGICCAPITAL ADVISORS LIMITED | DIRECTOR | LONDON |