LPL ENTERPRISE, LLC of FORT MILL, SC is an SEC-registered investment adviser (CRD 8733). Regulatory assets under management: $24.9B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Other.
| Name | Role | Location |
|---|---|---|
| Steven Thomas Malfitano | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | — |
| Matthew Edwin Morningstar | CHIEF LEGAL OFFICER | — |
| Kirby Lepak Horan-Adams | CHIEF EXECUTIVE OFFICER. PRESIDENT | — |
| Richard Steven Sheehan | SVP, CHIEF COMPLIANCE OFFICER | — |
| Steven Philip Morrison | SECRETARY | — |
| MORRISON MITCHELL STEVEN | SECRETARY | — |
| HORAN-ADAMS KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | — |
| MALFITANO STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | — |
| SHEEHAN RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | — |
| MORRISON STEVEN PHILIP | SECRETARY | — |
| Kiriakos Andreas Evangeliou | SVP, CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
| — | civil | — | — | — |
Showing 15 of 25 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| BASKING RIDGE | NJ | 108 | (908)754-7000 |
| ST. LOUIS PARK | MN | 103 | (763)367-3001 |
| WARRINGTON | PA | 96 | (267)477-2119 |
| IRVINE | CA | 94 | (949)440-5333 |
| TROY | MI | 92 | (248)688-3729 |
| MELVILLE | NY | 90 | (631)927-3458 |
| SHELTON | CT | 77 | (203)402-3219 |
| SHERMAN OAKS | CA | 76 | (818)263-8571 |
| ATLANTA | GA | 76 | (404)262-2600 |
| HOLMDEL | NJ | 74 | (732)202-4045 |
| DOWNERS GROVE | IL | 72 | (630)442-6876 |
| NEW YORK | NY | 72 | (212)817-3885 |
| SYRACUSE | NY | 72 | (315)446-1515 |
| HOUSTON | TX | 71 | (713)960-5081 |
| INDIANAPOLIS | IN | 67 | (317)844-4650 |