280 CapMarkets LLC — Form D/A

280 CapMarkets LLC of SAN FRANCISCO, CA, a company, filed a Form D amendment with the SEC on 2018-01-09. The offering totals $4.0M, of which $1.4M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (18)

NameRoleLocation
Gurinder S AhluwaliaDirectorSan Francisco, CA
Tom S LockardDirectorSan Francisco, CA
David S RuddDirectorSan Francisco, CA
Gurinder S AhluwaliaExecutive OfficerSan Francisco, CA
Tom S LockardExecutive OfficerSan Francisco, CA
David S RuddExecutive OfficerSan Francisco, CA
Gurinder S AhluwaliaPromoterSan Francisco, CA
Tom S LockardPromoterSan Francisco, CA
David S RuddPromoterSan Francisco, CA
Tom LockardDirectorSAN FRANCISCO, CA
Tom LockardExecutive OfficerSAN FRANCISCO, CA
Tom LockardPromoterSAN FRANCISCO, CA
Gurinder AhluwaliaDirectorSAN FRANCISCO, CA
Gurinder AhluwaliaExecutive OfficerSAN FRANCISCO, CA
Gurinder AhluwaliaPromoterSAN FRANCISCO, CA
David RuddDirectorSAN FRANCISCO, CA
David RuddExecutive OfficerSAN FRANCISCO, CA
David RuddPromoterSAN FRANCISCO, CA

Other filings by this issuer (4)

FiledFormOfferingSold
2019-12-19D$5.0M$1.0M
2018-11-13D$12.0M$3.0M
2018-01-02D$4.0M
2017-01-31D$6.5M$6.0M

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