280 CapMarkets LLC — Form D

280 CapMarkets LLC of SAN FRANCISCO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2017-01-31. The offering totals $6.5M, of which $6.0M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (18)

NameRoleLocation
Tom LockardDirectorSAN FRANCISCO, CA
Tom LockardExecutive OfficerSAN FRANCISCO, CA
Tom LockardPromoterSAN FRANCISCO, CA
Gurinder AhluwaliaDirectorSAN FRANCISCO, CA
Gurinder AhluwaliaExecutive OfficerSAN FRANCISCO, CA
Gurinder AhluwaliaPromoterSAN FRANCISCO, CA
David RuddDirectorSAN FRANCISCO, CA
David RuddExecutive OfficerSAN FRANCISCO, CA
David RuddPromoterSAN FRANCISCO, CA
David S RuddDirectorSan Francisco, CA
David S RuddExecutive OfficerSan Francisco, CA
David S RuddPromoterSan Francisco, CA
Tom S LockardDirectorSan Francisco, CA
Tom S LockardExecutive OfficerSan Francisco, CA
Tom S LockardPromoterSan Francisco, CA
Gurinder S AhluwaliaDirectorSan Francisco, CA
Gurinder S AhluwaliaExecutive OfficerSan Francisco, CA
Gurinder S AhluwaliaPromoterSan Francisco, CA

Other filings by this issuer (4)

FiledFormOfferingSold
2019-12-19D$5.0M$1.0M
2018-11-13D$12.0M$3.0M
2018-01-09D/A$4.0M$1.4M
2018-01-02D$4.0M

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