280 CapMarkets LLC — Form D

280 CapMarkets LLC of SAN FRANCISCO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2019-12-19. The offering totals $5.0M, of which $1.0M was reported sold. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (18)

NameRoleLocation
Gurinder AhluwaliaDirectorSAN FRANCISCO, CA
Tom LockardDirectorSAN FRANCISCO, CA
David RuddDirectorSAN FRANCISCO, CA
Gurinder AhluwaliaExecutive OfficerSAN FRANCISCO, CA
Tom LockardExecutive OfficerSAN FRANCISCO, CA
David RuddExecutive OfficerSAN FRANCISCO, CA
Gurinder AhluwaliaPromoterSAN FRANCISCO, CA
Tom LockardPromoterSAN FRANCISCO, CA
David RuddPromoterSAN FRANCISCO, CA
David S RuddDirectorSan Francisco, CA
David S RuddExecutive OfficerSan Francisco, CA
David S RuddPromoterSan Francisco, CA
Tom S LockardDirectorSan Francisco, CA
Tom S LockardExecutive OfficerSan Francisco, CA
Tom S LockardPromoterSan Francisco, CA
Gurinder S AhluwaliaDirectorSan Francisco, CA
Gurinder S AhluwaliaExecutive OfficerSan Francisco, CA
Gurinder S AhluwaliaPromoterSan Francisco, CA

Other filings by this issuer (4)

FiledFormOfferingSold
2018-11-13D$12.0M$3.0M
2018-01-09D/A$4.0M$1.4M
2018-01-02D$4.0M
2017-01-31D$6.5M$6.0M

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