Transphorm, Inc. — Form D

Transphorm, Inc. of Goleta, CA, a company, filed a Form D exempt-offering notice with the SEC on 2012-10-09. The offering totals $60.0M, of which $34.8M was reported sold. Industry: Other Technology.

Offering

Issuer

Officers, directors & promoters (25)

NameRoleLocation
Hidetoshi ShibataDirectorTokyo, M0
Umesh MishraPromoterGoleta, CA
Primit ParikhPromoterGoleta, CA
Mark AllenDirectorGrand Island, NE
Wesley ChanDirectorJackson, WY
Primit ParikhDirectorGoleta, CA
Primit ParikhExecutive OfficerGoleta, CA
Umesh MishraDirectorGoleta, CA
Umesh MishraExecutive OfficerGoleta, CA
Andrew WheelerDirectorAustin, TX
Randy KomisarDirectorSan Francisco, CA
Fumihide EsakaDirectorGoleta, CA
Fumihide EsakaExecutive OfficerGoleta, CA
Umesh K MishraDirectorGoleta, CA
Umesh K MishraExecutive OfficerGoleta, CA
David K KerkoDirectorGoleta, CA
Michael K WhiteDirectorGoleta, CA
Mario K RivasDirectorGoleta, CA
Brittany K BagleyDirectorGoleta, CA
Primit K ParikhExecutive OfficerGoleta, CA
Eiji K YatagawaDirectorGoleta, CA
Richard RedelfsDirectorGoleta, CA
Naoko IchikawaDirectorGoleta, CA
Mark PinhoDirectorGoleta, CA
Toshinobu MimuraDirectorGoleta, CA

Other filings by this issuer (10)

FiledFormOfferingSold
2015-06-16D$70.0M$40.0M
2014-10-06D$10.0M$10.0M
2014-07-14D/A$26.9M$26.9M
2014-07-14D/A$26.0M$26.0M
2014-02-06D$15.0M$15.0M
2013-12-18D$20.0M$18.0M
2012-01-03D/A$30.5M$30.5M
2011-06-16D$30.0M$25.0M
2010-11-16D$420K$420K
2010-05-05D$20.2M$20.2M

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