Transphorm, Inc. — Form D

Transphorm, Inc. of Goleta, CA, a company, filed a Form D exempt-offering notice with the SEC on 2014-10-06. The offering totals $10.0M, of which $10.0M was reported sold. Industry: Other Technology.

Offering

Issuer

Officers, directors & promoters (25)

NameRoleLocation
Mark AllenDirectorGrand Island, NE
Naoko IchikawaDirectorGoleta, CA
Randy KomisarDirectorSan Francisco, CA
Toshinobu MimuraDirectorGoleta, CA
Umesh MishraDirectorGoleta, CA
Primit ParikhDirectorGoleta, CA
Mark PinhoDirectorGoleta, CA
Richard RedelfsDirectorGoleta, CA
Andrew WheelerDirectorAustin, TX
Umesh MishraExecutive OfficerGoleta, CA
Primit ParikhExecutive OfficerGoleta, CA
Wesley ChanDirectorJackson, WY
Primit ParikhPromoterGoleta, CA
Umesh MishraPromoterGoleta, CA
Hidetoshi ShibataDirectorTokyo, M0
Fumihide EsakaDirectorGoleta, CA
Fumihide EsakaExecutive OfficerGoleta, CA
Umesh K MishraDirectorGoleta, CA
Umesh K MishraExecutive OfficerGoleta, CA
David K KerkoDirectorGoleta, CA
Michael K WhiteDirectorGoleta, CA
Mario K RivasDirectorGoleta, CA
Brittany K BagleyDirectorGoleta, CA
Primit K ParikhExecutive OfficerGoleta, CA
Eiji K YatagawaDirectorGoleta, CA

Other filings by this issuer (10)

FiledFormOfferingSold
2015-06-16D$70.0M$40.0M
2014-07-14D/A$26.9M$26.9M
2014-07-14D/A$26.0M$26.0M
2014-02-06D$15.0M$15.0M
2013-12-18D$20.0M$18.0M
2012-10-09D$60.0M$34.8M
2012-01-03D/A$30.5M$30.5M
2011-06-16D$30.0M$25.0M
2010-11-16D$420K$420K
2010-05-05D$20.2M$20.2M

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