Transphorm, Inc. — Form D

Transphorm, Inc. of Goleta, CA, a company, filed a Form D exempt-offering notice with the SEC on 2015-06-16. The offering totals $70.0M, of which $40.0M was reported sold. Industry: Other Technology.

Offering

Issuer

Officers, directors & promoters (25)

NameRoleLocation
Brittany K BagleyDirectorGoleta, CA
Fumihide EsakaDirectorGoleta, CA
David K KerkoDirectorGoleta, CA
Umesh K MishraDirectorGoleta, CA
Mario K RivasDirectorGoleta, CA
Michael K WhiteDirectorGoleta, CA
Eiji K YatagawaDirectorGoleta, CA
Fumihide EsakaExecutive OfficerGoleta, CA
Umesh K MishraExecutive OfficerGoleta, CA
Primit K ParikhExecutive OfficerGoleta, CA
Mark AllenDirectorGrand Island, NE
Wesley ChanDirectorJackson, WY
Primit ParikhDirectorGoleta, CA
Primit ParikhExecutive OfficerGoleta, CA
Primit ParikhPromoterGoleta, CA
Umesh MishraDirectorGoleta, CA
Umesh MishraExecutive OfficerGoleta, CA
Umesh MishraPromoterGoleta, CA
Andrew WheelerDirectorAustin, TX
Hidetoshi ShibataDirectorTokyo, M0
Randy KomisarDirectorSan Francisco, CA
Richard RedelfsDirectorGoleta, CA
Naoko IchikawaDirectorGoleta, CA
Mark PinhoDirectorGoleta, CA
Toshinobu MimuraDirectorGoleta, CA

Other filings by this issuer (10)

FiledFormOfferingSold
2014-10-06D$10.0M$10.0M
2014-07-14D/A$26.9M$26.9M
2014-07-14D/A$26.0M$26.0M
2014-02-06D$15.0M$15.0M
2013-12-18D$20.0M$18.0M
2012-10-09D$60.0M$34.8M
2012-01-03D/A$30.5M$30.5M
2011-06-16D$30.0M$25.0M
2010-11-16D$420K$420K
2010-05-05D$20.2M$20.2M

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