GILMAN CIOCIA, INC. — Form D/A
GILMAN CIOCIA, INC. of POUGHKEEPSIE, NY, a company, filed a Form D amendment with the SEC on 2009-09-03. The offering totals $2.6M, of which $1.8M was reported sold. Industry: Other Banking and Financial Services.
Offering
- Filed: 2009-09-03
- Form: D/A
- Accession: 0001193805-09-001722
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $2.6M
- Amount sold: $1.8M
- Remaining: $815K
- Minimum investment: $10K
- Investors: 14
- Date of first sale: 2008-10-30
- Security types: equity, debt
- Revenue range: Decline to Disclose
- SEC file number: 021-104986
Issuer
- Name: GILMAN CIOCIA, INC.
- CIK: 0000914142
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 11 RAYMOND AVENUE, POUGHKEEPSIE, NY, 12603
- Phone: 845-485-5278
Officers, directors & promoters (13)
| Name | Role | Location |
|---|
| Michael Ryan | Director | Poughkeepsie, NY |
| Michael Ryan | Executive Officer | Poughkeepsie, NY |
| John Levy | Director | Poughkeepsie, NY |
| Nelson Obus | Director | Santa Clara, CA |
| Frederick Wasserman | Director | Poughkeepsie, NY |
| Edward Cohen | Director | Poughkeepsie, NY |
| Allan Page | Director | Poughkeepsie, NY |
| Maureen Abbate | Executive Officer | Poughkeepsie, NY |
| James Ciocia | Director | Poughkeepsie, NY |
| Ted Finkelstein | Executive Officer | Poughkeepsie, NY |
| Carole Enisman | Executive Officer | Poughkeepsie, NY |
| John Palma | Executive Officer | Poughkeepsie, NY |
| Karen Fisher | Executive Officer | POUGHKEEPSIE, NY |
Other filings by this issuer (12)
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