GILMAN CIOCIA, INC. — Form D

GILMAN CIOCIA, INC. of POUGHKEEPSIE, NY, a company, filed a Form D exempt-offering notice with the SEC on 2012-07-31. The offering totals $1.5M. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (13)

NameRoleLocation
Michael RyanDirectorPoughkeepsie, NY
Michael RyanExecutive OfficerPoughkeepsie, NY
John LevyDirectorPoughkeepsie, NY
Nelson ObusDirectorSanta Clara, CA
Frederick WassermanDirectorPoughkeepsie, NY
Edward CohenDirectorPoughkeepsie, NY
Allan PageDirectorPoughkeepsie, NY
Maureen AbbateExecutive OfficerPoughkeepsie, NY
James CiociaDirectorPoughkeepsie, NY
Ted FinkelsteinExecutive OfficerPoughkeepsie, NY
Carole EnismanExecutive OfficerPoughkeepsie, NY
John PalmaExecutive OfficerPoughkeepsie, NY
Karen FisherExecutive OfficerPOUGHKEEPSIE, NY

Other filings by this issuer (12)

FiledFormOfferingSold
2013-05-24D$1.8M
2012-05-02D$1.8M
2011-11-15D/A$1.8M$1.3M
2011-07-13D/A$1.3M$900K
2011-06-10D$900K
2011-01-25D/A$700K$700K
2010-12-13D/A$600K$600K
2010-11-08D$500K
2010-03-29D/A$4.1M$3.9M
2010-02-11D/A$4.1M$3.8M
2009-12-16D/A$3.9M$2.8M
2009-09-03D/A$2.6M$1.8M

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