GILMAN CIOCIA, INC. — Form D

GILMAN CIOCIA, INC. of POUGHKEEPSIE, NY, a company, filed a Form D exempt-offering notice with the SEC on 2013-05-24. The offering totals $1.8M. Industry: Other Banking and Financial Services.

Offering

Issuer

Officers, directors & promoters (13)

NameRoleLocation
James CiociaDirectorPoughkeepsie, NY
Edward CohenDirectorPoughkeepsie, NY
John LevyDirectorPoughkeepsie, NY
Allan PageDirectorPoughkeepsie, NY
Michael RyanDirectorPoughkeepsie, NY
Frederick WassermanDirectorPoughkeepsie, NY
Maureen AbbateExecutive OfficerPoughkeepsie, NY
Ted FinkelsteinExecutive OfficerPoughkeepsie, NY
Michael RyanExecutive OfficerPoughkeepsie, NY
Nelson ObusDirectorSanta Clara, CA
Carole EnismanExecutive OfficerPoughkeepsie, NY
John PalmaExecutive OfficerPoughkeepsie, NY
Karen FisherExecutive OfficerPOUGHKEEPSIE, NY

Other filings by this issuer (12)

FiledFormOfferingSold
2012-07-31D$1.5M
2012-05-02D$1.8M
2011-11-15D/A$1.8M$1.3M
2011-07-13D/A$1.3M$900K
2011-06-10D$900K
2011-01-25D/A$700K$700K
2010-12-13D/A$600K$600K
2010-11-08D$500K
2010-03-29D/A$4.1M$3.9M
2010-02-11D/A$4.1M$3.8M
2009-12-16D/A$3.9M$2.8M
2009-09-03D/A$2.6M$1.8M

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