Portman Ridge Finance Corp — Form D

Portman Ridge Finance Corp of New York, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2020-12-16. The offering totals $572K, of which $572K was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (27)

Showing 25 of 27 people.

NameRoleLocation
Graeme DellDirectorNew York, NY
Alexander DukaDirectorNew York, NY
George GunebaumDirectorNew York, NY
Dean KehlerDirectorNew York, NY
Christopher LacovaraDirectorNew York, NY
Joseph MoreaDirectorNew York, NY
Robert WarshauerDirectorNew York, NY
Matthew WestwoodDirectorNew York, NY
Andrew DevineExecutive OfficerNew York, NY
Edward GilpinExecutive OfficerNew York, NY
Patrick SchaferExecutive OfficerNew York, NY
Edward GoldthorpeDirectorNew York, NY
Edward GoldthorpeExecutive OfficerNew York, NY
Jason RoosDirectorNew York, NY
Jason RoosExecutive OfficerNew York, NY
Alexander T DukaDirectorNew York, NY
Joseph T MoreaDirectorNew York, NY
David T HeldExecutive OfficerNew York, NY
Jason T RoosExecutive OfficerNew York, NY
Robert T WarshauerDirectorNew York, NY
Matthew T WestwoodDirectorNew York, NY
Patrick T SchaferExecutive OfficerNew York, NY
Christopher T LacovaraDirectorNew York, NY
George T GunebaumDirectorNew York, NY
Dean T KehlerDirectorNew York, NY

Other filings by this issuer (2)

FiledFormOfferingSold
2021-11-04D$16.7M$16.7M
2021-05-12D$4.0M$4.0M

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