Portman Ridge Finance Corp — Form D

Portman Ridge Finance Corp of New York, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2021-05-12. The offering totals $4.0M, of which $4.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (27)

Showing 25 of 27 people.

NameRoleLocation
Graeme T DellDirectorNew York, NY
Edward GoldthorpeDirectorNew York, NY
Andrew T DevineExecutive OfficerNew York, NY
Edward GoldthorpeExecutive OfficerNew York, NY
Robert WarshauerDirectorNew York, NY
Jason RoosDirectorNew York, NY
Jason RoosExecutive OfficerNew York, NY
Alexander T DukaDirectorNew York, NY
Joseph T MoreaDirectorNew York, NY
David T HeldExecutive OfficerNew York, NY
Jason T RoosExecutive OfficerNew York, NY
Robert T WarshauerDirectorNew York, NY
Matthew T WestwoodDirectorNew York, NY
Patrick T SchaferExecutive OfficerNew York, NY
Christopher T LacovaraDirectorNew York, NY
George T GunebaumDirectorNew York, NY
Dean T KehlerDirectorNew York, NY
Graeme DellDirectorNew York, NY
Andrew DevineExecutive OfficerNew York, NY
Dean KehlerDirectorNew York, NY
Christopher LacovaraDirectorNew York, NY
George GunebaumDirectorNew York, NY
Alexander DukaDirectorNew York, NY
Joseph MoreaDirectorNew York, NY
Patrick SchaferExecutive OfficerNew York, NY

Other filings by this issuer (2)

FiledFormOfferingSold
2021-11-04D$16.7M$16.7M
2020-12-16D$572K$572K

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