Portman Ridge Finance Corp — Form D

Portman Ridge Finance Corp of New York, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2021-11-04. The offering totals $16.7M, of which $16.7M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (27)

Showing 25 of 27 people.

NameRoleLocation
Alexander T DukaDirectorNew York, NY
George T GunebaumDirectorNew York, NY
Dean T KehlerDirectorNew York, NY
Christopher T LacovaraDirectorNew York, NY
Joseph T MoreaDirectorNew York, NY
Jason RoosDirectorNew York, NY
Robert T WarshauerDirectorNew York, NY
Matthew T WestwoodDirectorNew York, NY
David T HeldExecutive OfficerNew York, NY
Jason RoosExecutive OfficerNew York, NY
Jason T RoosExecutive OfficerNew York, NY
Patrick T SchaferExecutive OfficerNew York, NY
Edward GoldthorpeDirectorNew York, NY
Edward GoldthorpeExecutive OfficerNew York, NY
Robert WarshauerDirectorNew York, NY
Graeme DellDirectorNew York, NY
Andrew T DevineExecutive OfficerNew York, NY
Graeme T DellDirectorNew York, NY
Andrew DevineExecutive OfficerNew York, NY
Dean KehlerDirectorNew York, NY
Christopher LacovaraDirectorNew York, NY
George GunebaumDirectorNew York, NY
Alexander DukaDirectorNew York, NY
Joseph MoreaDirectorNew York, NY
Patrick SchaferExecutive OfficerNew York, NY

Other filings by this issuer (2)

FiledFormOfferingSold
2021-05-12D$4.0M$4.0M
2020-12-16D$572K$572K

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