Stem, Inc. — Form D

Stem, Inc. of MILLBRAE, CA, a company, filed a Form D exempt-offering notice with the SEC on 2011-09-07. The offering totals $14.3M, of which $10.3M was reported sold. Industry: Other Technology.

Offering

Issuer

Officers, directors & promoters (18)

NameRoleLocation
Brian ThompsonDirectorSummit, NJ
Tad GlauthierExecutive OfficerSan Francisco, CA
Brian ThompsonExecutive OfficerSummit, NJ
Michael SmithDirectorAustin, TX
John CarringtonDirectorRichmond, VA
John CarringtonExecutive OfficerRichmond, VA
Olivia SteedmanDirectorToronto, A6
ANUP JACOBDirectorSAN FRANCISCO, CA
William BushExecutive OfficerPoolsville, MD
Paul LeggettDirectorSan Diego, CA
David BuzbyDirectorWatertown, MA
Catherine WainwrightDirectorMillbrae, CA
Zeb RiceDirectorMillbrae, CA
Go MizoguchiDirectorMillbrae, CA
Shinichi ImanishiDirectorMillbrae, CA
Stacey ReinecciusDirectorSan Francisco, CA
Stacey ReinecciusExecutive OfficerSan Francisco, CA
Jonathan GaskinDirectorSan Francisco, CA

Other filings by this issuer (7)

FiledFormOfferingSold
2018-01-30D$133.7M$81.7M
2015-04-14D$34.0M$15.6M
2011-04-20D/A$4.0M$2.9M
2010-12-14D/A$3.0M$2.5M
2010-08-13D/A$2.4M$2.2M
2010-05-04D/A$2.0M$1.6M
2009-04-23D$1.5M$200K

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