Stem, Inc. — Form D

Stem, Inc. of MILLBRAE, CA, a company, filed a Form D exempt-offering notice with the SEC on 2015-04-14. The offering totals $34.0M, of which $15.6M was reported sold. Industry: Other Technology.

Offering

Issuer

Officers, directors & promoters (18)

NameRoleLocation
Shinichi ImanishiDirectorMillbrae, CA
Michael SmithDirectorAustin, TX
John CarringtonDirectorRichmond, VA
John CarringtonExecutive OfficerRichmond, VA
Olivia SteedmanDirectorToronto, A6
ANUP JACOBDirectorSAN FRANCISCO, CA
Brian ThompsonDirectorSummit, NJ
Brian ThompsonExecutive OfficerSummit, NJ
William BushExecutive OfficerPoolsville, MD
Paul LeggettDirectorSan Diego, CA
David BuzbyDirectorWatertown, MA
Catherine WainwrightDirectorMillbrae, CA
Zeb RiceDirectorMillbrae, CA
Go MizoguchiDirectorMillbrae, CA
Stacey ReinecciusDirectorSan Francisco, CA
Stacey ReinecciusExecutive OfficerSan Francisco, CA
Tad GlauthierExecutive OfficerSan Francisco, CA
Jonathan GaskinDirectorSan Francisco, CA

Other filings by this issuer (7)

FiledFormOfferingSold
2018-01-30D$133.7M$81.7M
2011-09-07D$14.3M$10.3M
2011-04-20D/A$4.0M$2.9M
2010-12-14D/A$3.0M$2.5M
2010-08-13D/A$2.4M$2.2M
2010-05-04D/A$2.0M$1.6M
2009-04-23D$1.5M$200K

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