Stem, Inc. — Form D

Stem, Inc. of MILLBRAE, CA, a company, filed a Form D exempt-offering notice with the SEC on 2018-01-30. The offering totals $133.7M, of which $81.7M was reported sold. Industry: Other Energy.

Offering

Issuer

Officers, directors & promoters (18)

NameRoleLocation
David BuzbyDirectorWatertown, MA
John CarringtonDirectorRichmond, VA
ANUP JACOBDirectorSAN FRANCISCO, CA
Paul LeggettDirectorSan Diego, CA
Go MizoguchiDirectorMillbrae, CA
Zeb RiceDirectorMillbrae, CA
Michael SmithDirectorAustin, TX
Olivia SteedmanDirectorToronto, A6
Catherine WainwrightDirectorMillbrae, CA
William BushExecutive OfficerPoolsville, MD
John CarringtonExecutive OfficerRichmond, VA
Brian ThompsonDirectorSummit, NJ
Brian ThompsonExecutive OfficerSummit, NJ
Shinichi ImanishiDirectorMillbrae, CA
Stacey ReinecciusDirectorSan Francisco, CA
Stacey ReinecciusExecutive OfficerSan Francisco, CA
Tad GlauthierExecutive OfficerSan Francisco, CA
Jonathan GaskinDirectorSan Francisco, CA

Other filings by this issuer (7)

FiledFormOfferingSold
2015-04-14D$34.0M$15.6M
2011-09-07D$14.3M$10.3M
2011-04-20D/A$4.0M$2.9M
2010-12-14D/A$3.0M$2.5M
2010-08-13D/A$2.4M$2.2M
2010-05-04D/A$2.0M$1.6M
2009-04-23D$1.5M$200K

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