Capital Alliance, LLC — Form D
Capital Alliance, LLC of SAN RAFAEL, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2010-02-03. The offering totals $30.0M, of which $7.7M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2010-02-03
- Form: D
- Accession: 0001481639-10-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.5
- Total offering: $30.0M
- Amount sold: $7.7M
- Remaining: $22.3M
- Minimum investment: $15K
- Investors: 79
- Date of first sale: 2006-03-01
- Security types: fund interests
- SEC file number: 021-138418
Issuer
- Name: Capital Alliance, LLC
- CIK: 0001481639
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2005
- Address: 1108 FIFTH AVE., SUITE 202, SAN RAFAEL, CA, 94901
- Phone: (415) 288-9575
Officers, directors & promoters (7)
| Name | Role | Location |
|---|
| Attn: Dennis Konczal Capital Alliance Advisors, Inc., a California corporation | Director | San Francisco, CA |
| William W Aubrey | Executive Officer | San Rafael, CA |
| Dennis R Konczal | Executive Officer | San Rafael, CA |
| Dennis R Konczal | Promoter | San Rafael, CA |
| J.R. R Sandell | Executive Officer | San Rafael, CA |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc., a CA corp. | Director | San Francisco, CA |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc. | Director | San Francisco, CA |
Other filings by this issuer (8)
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