Capital Alliance, LLC — Form D/A
Capital Alliance, LLC of SAN RAFAEL, CA, a company, filed a Form D amendment with the SEC on 2014-05-15. The offering totals $25.0M, of which $1.1M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2014-05-15
- Form: D/A
- Accession: 0001608253-14-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $25.0M
- Amount sold: $1.1M
- Remaining: $23.9M
- Minimum investment: $10K
- Investors: 18
- Date of first sale: 2011-05-10
- Security types: debt
- SEC file number: 021-161134
Issuer
- Name: Capital Alliance, LLC
- CIK: 0001481639
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2005
- Address: 1108 FIFTH AVE., SUITE 202, SAN RAFAEL, CA, 94901
- Phone: (415) 288-9575
Officers, directors & promoters (7)
| Name | Role | Location |
|---|
| William W Aubrey | Executive Officer | San Rafael, CA |
| Dennis R Konczal | Executive Officer | San Rafael, CA |
| Dennis R Konczal | Promoter | San Rafael, CA |
| J.R. R Sandell | Executive Officer | San Rafael, CA |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc., a CA corp. | Director | San Francisco, CA |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc. | Director | San Francisco, CA |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc., a California corporation | Director | San Francisco, CA |
Other filings by this issuer (8)
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