Capital Alliance, LLC — Form D
Capital Alliance, LLC of SAN RAFAEL, CA, a company, filed a Form D exempt-offering notice with the SEC on 2016-11-01. The offering totals $10.0M, of which $25K was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2016-11-01
- Form: D
- Accession: 0001481639-16-000001
- Industry: Pooled Investment Fund
- Exemptions: 06c
- Total offering: $10.0M
- Amount sold: $25K
- Remaining: $10.0M
- Minimum investment: $25K
- Investors: 1
- Date of first sale: 2016-09-16
- Security types: debt
- SEC file number: 021-273544
Issuer
- Name: Capital Alliance, LLC
- CIK: 0001481639
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2005
- Address: 1108 FIFTH AVE., SUITE 202, SAN RAFAEL, CA, 94901
- Phone: (415) 288-9575
Officers, directors & promoters (7)
| Name | Role | Location |
|---|
| William W Aubrey | Executive Officer | San Rafael, CA |
| Dennis R Konczal | Executive Officer | San Rafael, CA |
| Dennis R Konczal | Promoter | San Rafael, CA |
| J.R. R Sandell | Executive Officer | San Rafael, CA |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc., a CA corp. | Director | San Francisco, CA |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc. | Director | San Francisco, CA |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc., a California corporation | Director | San Francisco, CA |
Other filings by this issuer (8)
More