Polygon Convertible Opportunity Fund — Form D
Polygon Convertible Opportunity Fund of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-07-16. $16.0M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2012-07-16
- Form: D
- Accession: 0001538023-12-000074
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $16.0M
- Minimum investment: $100K
- Investors: 1
- Security types: fund interests
Issuer
- Name: Polygon Convertible Opportunity Fund
- CIK: 0001554145
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2009
- Address: 399 PARK AVENUE, NEW YORK, NY, 10022
- Phone: 212-359-7357
Officers, directors & promoters (23)
| Name | Role | Location |
|---|
| Reade E. Griffith | Director | Grand Cayman, E9 |
| Michael E. Humphries | Director | Grand Cayman, E9 |
| Bradford E. Williams | Director | Grand Cayman, E9 |
| Gregory Cheng | Director | Boca Raton, FL |
| Gregory Cheng | Related Person | Boca Raton, FL |
| BRADFORD E WILLMORE | Director | NEW YORK, NY |
| STEPHEN PRINCE | Director | NEW YORK, NY |
| SIMON EDWARDS | Director | Boca Raton, FL |
| SIMON EDWARDS | Related Person | Boca Raton, FL |
| MICHAEL HUMPHRIES | Director | Boca Raton, FL |
| MICHAEL HUMPHRIES | Related Person | Boca Raton, FL |
| Reade E Griffith | Director | Grand Cayman, E9 |
| Michael Rupert Humphries | Director | Grand Cayman, E9 |
| Gregory Rupert Cheng | Director | Grand Cayman, E9 |
| Reade Rupert Griffith | Director | Grand Cayman, E9 |
| Simon Rupert Edwards | Director | Grand Cayman, E9 |
| Deron J Haley | Director | New York, NY |
| Michael J Humphries | Director | New York, NY |
| Patrick Rupert Cottrell | Director | Grand Cayman, E9 |
| Michael E Humphries | Director | Grand Cayman, E9 |
| Bradford E Williams | Director | Grand Cayman, E9 |
| BRADFORD E. WILLMORE | Director | San Francisco, CA |
| BRADFORD E. WILLMORE | Related Person | San Francisco, CA |
Other filings by this issuer (13)
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