Polygon Convertible Opportunity Fund — Form D/A

Polygon Convertible Opportunity Fund of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2013-07-16. $158.2M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (23)

NameRoleLocation
Bradford E WilliamsDirectorGrand Cayman, E9
Gregory ChengDirectorBoca Raton, FL
Gregory ChengRelated PersonBoca Raton, FL
BRADFORD E WILLMOREDirectorNEW YORK, NY
STEPHEN PRINCEDirectorNEW YORK, NY
SIMON EDWARDSDirectorBoca Raton, FL
SIMON EDWARDSRelated PersonBoca Raton, FL
MICHAEL HUMPHRIESDirectorBoca Raton, FL
MICHAEL HUMPHRIESRelated PersonBoca Raton, FL
Reade E GriffithDirectorGrand Cayman, E9
Michael Rupert HumphriesDirectorGrand Cayman, E9
Gregory Rupert ChengDirectorGrand Cayman, E9
Reade Rupert GriffithDirectorGrand Cayman, E9
Simon Rupert EdwardsDirectorGrand Cayman, E9
Deron J HaleyDirectorNew York, NY
Michael J HumphriesDirectorNew York, NY
Patrick Rupert CottrellDirectorGrand Cayman, E9
Michael E HumphriesDirectorGrand Cayman, E9
BRADFORD E. WILLMOREDirectorSan Francisco, CA
BRADFORD E. WILLMORERelated PersonSan Francisco, CA
Reade E. GriffithDirectorGrand Cayman, E9
Bradford E. WilliamsDirectorGrand Cayman, E9
Michael E. HumphriesDirectorGrand Cayman, E9

Other filings by this issuer (13)

FiledFormOfferingSold
2026-03-26D/A$2.2B
2025-04-01D/A$1.1B
2024-03-27D/A$1.1B
2022-07-08D/A$923.8M
2021-07-08D/A$790.1M
2020-07-08D/A$714.1M
2019-07-12D/A$676.8M
2018-07-11D/A$642.7M
2017-07-11D/A$514.4M
2016-07-11D/A$421.4M
2015-07-10D/A$388.5M
2014-07-11D/A$370.1M
2012-07-16D$16.0M

More