Polygon Convertible Opportunity Fund — Form D/A

Polygon Convertible Opportunity Fund of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2025-04-01. $1.1B was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (23)

NameRoleLocation
Gregory ChengDirectorBoca Raton, FL
SIMON EDWARDSDirectorBoca Raton, FL
MICHAEL HUMPHRIESDirectorBoca Raton, FL
STEPHEN PRINCEDirectorNEW YORK, NY
BRADFORD E WILLMOREDirectorNEW YORK, NY
Gregory ChengRelated PersonBoca Raton, FL
SIMON EDWARDSRelated PersonBoca Raton, FL
MICHAEL HUMPHRIESRelated PersonBoca Raton, FL
Reade E GriffithDirectorGrand Cayman, E9
Michael Rupert HumphriesDirectorGrand Cayman, E9
Gregory Rupert ChengDirectorGrand Cayman, E9
Reade Rupert GriffithDirectorGrand Cayman, E9
Simon Rupert EdwardsDirectorGrand Cayman, E9
Deron J HaleyDirectorNew York, NY
Michael J HumphriesDirectorNew York, NY
Patrick Rupert CottrellDirectorGrand Cayman, E9
Michael E HumphriesDirectorGrand Cayman, E9
Bradford E WilliamsDirectorGrand Cayman, E9
BRADFORD E. WILLMOREDirectorSan Francisco, CA
BRADFORD E. WILLMORERelated PersonSan Francisco, CA
Reade E. GriffithDirectorGrand Cayman, E9
Bradford E. WilliamsDirectorGrand Cayman, E9
Michael E. HumphriesDirectorGrand Cayman, E9

Other filings by this issuer (13)

FiledFormOfferingSold
2026-03-26D/A$2.2B
2024-03-27D/A$1.1B
2022-07-08D/A$923.8M
2021-07-08D/A$790.1M
2020-07-08D/A$714.1M
2019-07-12D/A$676.8M
2018-07-11D/A$642.7M
2017-07-11D/A$514.4M
2016-07-11D/A$421.4M
2015-07-10D/A$388.5M
2014-07-11D/A$370.1M
2013-07-16D/A$158.2M
2012-07-16D$16.0M

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