Axe-Houghton Associate Investment Fund, LLC — Form D

Axe-Houghton Associate Investment Fund, LLC of Fort Lee, NJ, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-08-15. $1.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (25)

NameRoleLocation
Martin L. BermanExecutive OfficerFort Lee, NJ
Steven E. BermanExecutive OfficerFort Lee, NJ
Jack T. FeilerExecutive OfficerFort Lee, NJ
Bradley R. GoldmanExecutive OfficerFort Lee, NJ
Jeffrey D. SerkesExecutive OfficerFort Lee, NJ
Dennison T. VeruExecutive OfficerFort Lee, NJ
Martin L. BermanPromoterFort Lee, NJ
Steven E. BermanPromoterFort Lee, NJ
Jack T. FeilerPromoterFort Lee, NJ
Bradley R. GoldmanPromoterFort Lee, NJ
Jeffrey D. SerkesPromoterFort Lee, NJ
Dennison T. VeruPromoterFort Lee, NJ
Bradley R GoldmanExecutive OfficerFort Lee, NJ
Dennison T VeruExecutive OfficerFort Lee, NJ
Alison A BermanExecutive OfficerFort Lee, NJ
n/a Palisade Capital Management, LPExecutive OfficerFort Lee, NJ
n/a Palisade Capital Management, L.L.C.Executive OfficerFort Lee, NJ
n/a Palisade Capital Management, L.L.C.PromoterFort Lee, NJ
Alison T BermanExecutive OfficerFort Lee, NJ
Martin L BermanExecutive OfficerFort Lee, NJ
Jeffrey D SerkesExecutive OfficerFort Lee, NJ
Brian D FernExecutive OfficerFort Lee, NJ
Dennison T. VeruRelated PersonFort Lee, NJ
Bradley R. GoldmanRelated PersonFort Lee, NJ
Alison A. BermanRelated PersonFort Lee, NJ

Other filings by this issuer (15)

FiledFormOfferingSold
2026-07-01D/A—$6.2M
2025-10-22D/A—$5.8M
2024-10-24D/A—$5.3M
2023-10-24D/A—$5.3M
2022-10-24D/A—$5.3M
2021-10-22D/A—$5.2M
2021-05-03D/A—$5.0M
2020-05-01D/A—$4.8M
2019-05-01D/A—$4.5M
2018-05-01D/A—$2.9M
2018-04-23D/A—$2.9M
2017-04-21D/A—$2.6M
2016-04-21D/A—$2.5M
2015-04-21D/A—$2.5M
2014-04-21D/A—$2.4M

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