Axe-Houghton Associate Investment Fund, LLC — Form D/A

Axe-Houghton Associate Investment Fund, LLC of Fort Lee, NJ, a pooled investment fund, filed a Form D amendment with the SEC on 2021-10-22. $5.2M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (25)

NameRoleLocation
Bradley R GoldmanExecutive OfficerFort Lee, NJ
Dennison T VeruExecutive OfficerFort Lee, NJ
Alison A BermanExecutive OfficerFort Lee, NJ
n/a Palisade Capital Management, LPExecutive OfficerFort Lee, NJ
n/a Palisade Capital Management, L.L.C.Executive OfficerFort Lee, NJ
n/a Palisade Capital Management, L.L.C.PromoterFort Lee, NJ
Alison T BermanExecutive OfficerFort Lee, NJ
Martin L BermanExecutive OfficerFort Lee, NJ
Jeffrey D SerkesExecutive OfficerFort Lee, NJ
Brian D FernExecutive OfficerFort Lee, NJ
Jack T. FeilerExecutive OfficerFort Lee, NJ
Jack T. FeilerPromoterFort Lee, NJ
Steven E. BermanExecutive OfficerFort Lee, NJ
Steven E. BermanPromoterFort Lee, NJ
Martin L. BermanExecutive OfficerFort Lee, NJ
Martin L. BermanPromoterFort Lee, NJ
Dennison T. VeruExecutive OfficerFort Lee, NJ
Dennison T. VeruPromoterFort Lee, NJ
Dennison T. VeruRelated PersonFort Lee, NJ
Bradley R. GoldmanExecutive OfficerFort Lee, NJ
Bradley R. GoldmanPromoterFort Lee, NJ
Bradley R. GoldmanRelated PersonFort Lee, NJ
Jeffrey D. SerkesExecutive OfficerFort Lee, NJ
Jeffrey D. SerkesPromoterFort Lee, NJ
Alison A. BermanRelated PersonFort Lee, NJ

Other filings by this issuer (15)

FiledFormOfferingSold
2026-07-01D/A$6.2M
2025-10-22D/A$5.8M
2024-10-24D/A$5.3M
2023-10-24D/A$5.3M
2022-10-24D/A$5.3M
2021-05-03D/A$5.0M
2020-05-01D/A$4.8M
2019-05-01D/A$4.5M
2018-05-01D/A$2.9M
2018-04-23D/A$2.9M
2017-04-21D/A$2.6M
2016-04-21D/A$2.5M
2015-04-21D/A$2.5M
2014-04-21D/A$2.4M
2012-08-15D$1.0M

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