Axe-Houghton Associate Investment Fund, LLC — Form D/A
Axe-Houghton Associate Investment Fund, LLC of Fort Lee, NJ, a pooled investment fund, filed a Form D amendment with the SEC on 2015-04-21. $2.5M was reported sold. Industry: Pooled Investment Fund.
Offering
- Filed: 2015-04-21
- Form: D/A
- Accession: 0001555730-15-000003
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $2.5M
- Minimum investment: $5K
- Investors: 14
- Date of first sale: 2012-08-01
- Security types: fund interests
- SEC file number: 021-182766
Issuer
- Name: Axe-Houghton Associate Investment Fund, LLC
- CIK: 0001555730
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2012
- Address: One Bridge Plaza, Suite 695 One Bridge Plaza, Suite 695, Fort Lee, NJ, 07024
- Phone: 201-585-7733
Officers, directors & promoters (25)
| Name | Role | Location |
|---|
| Bradley R Goldman | Executive Officer | Fort Lee, NJ |
| Dennison T Veru | Executive Officer | Fort Lee, NJ |
| Alison A Berman | Executive Officer | Fort Lee, NJ |
| n/a Palisade Capital Management, LP | Executive Officer | Fort Lee, NJ |
| n/a Palisade Capital Management, L.L.C. | Executive Officer | Fort Lee, NJ |
| n/a Palisade Capital Management, L.L.C. | Promoter | Fort Lee, NJ |
| Alison T Berman | Executive Officer | Fort Lee, NJ |
| Martin L Berman | Executive Officer | Fort Lee, NJ |
| Jeffrey D Serkes | Executive Officer | Fort Lee, NJ |
| Brian D Fern | Executive Officer | Fort Lee, NJ |
| Jack T. Feiler | Executive Officer | Fort Lee, NJ |
| Jack T. Feiler | Promoter | Fort Lee, NJ |
| Steven E. Berman | Executive Officer | Fort Lee, NJ |
| Steven E. Berman | Promoter | Fort Lee, NJ |
| Martin L. Berman | Executive Officer | Fort Lee, NJ |
| Martin L. Berman | Promoter | Fort Lee, NJ |
| Dennison T. Veru | Executive Officer | Fort Lee, NJ |
| Dennison T. Veru | Promoter | Fort Lee, NJ |
| Dennison T. Veru | Related Person | Fort Lee, NJ |
| Bradley R. Goldman | Executive Officer | Fort Lee, NJ |
| Bradley R. Goldman | Promoter | Fort Lee, NJ |
| Bradley R. Goldman | Related Person | Fort Lee, NJ |
| Jeffrey D. Serkes | Executive Officer | Fort Lee, NJ |
| Jeffrey D. Serkes | Promoter | Fort Lee, NJ |
| Alison A. Berman | Related Person | Fort Lee, NJ |
Other filings by this issuer (15)
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