Lisa Anne Gok appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Lisa Anne Gok appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-08 | Form ADV | CETERA INVESTMENT MANAGEMENT LLC | SECRETARY | SCHAMBURG, IL |
| 2026-01-08 | Form ADV | CETERA ADVISORY SERVICES LLC | SECRETARY | EL SEGUNDO, CA |
| 2026-01-08 | Form ADV | CETERA INVESTMENT ADVISERS LLC | SECRETARY | SCHAUMBURG, IL |
| 2026-01-05 | Form ADV | AVANTAX PLANNING PARTNERS, INC. | DIRECTOR/SECRETARY | DUBUQUE, IA |
| 2025-03-31 | Form ADV | AVANTAX ADVISORY SERVICES, INC. | DIRECTOR/CO-SECRETARY | DALLAS, TX |