CETERA ADVISORY SERVICES LLC of EL SEGUNDO, CA is an SEC-registered investment adviser (CRD 285648).
Compensation: % of AUM.
Clients served: High net worth.
Showing 25 of 41 people.
| Name | Role | Location |
|---|---|---|
| Kristy Marie Haley | ADVISORY CHIEF COMPLIANCE OFFICER | — |
| Jeffrey Robert Buchheister | CHEIF FINANCIAL OFFICER | — |
| Maura Rie Mizuguchi | CHIEF ACCOUNTING OFFICER | — |
| Thomas Andrew Gooley | VICE PRESIDENT; VICE PRESIDENT, MANAGER | — |
| Joseph Daniel Neary | VICE PRESIDENT, MANAGER, CEO, PRESIDENT | — |
| Stanley Robert Smiley | VICE PRESIDENT | — |
| Lisa Anne Gok | SECRETARY; SECRETARY, MANAGER | — |
| Allan Keith Shores | TREASURER | — |
| David James Van Havermaat | ASSISTANT SECRETARY | — |
| Winnie Ai-Ling Lee | ASSISTANT SECRETARY | — |
| Tamas Vays | ASSISTANT SECRETARY | — |
| Serge Budevich | VICE PRESIDENT, TAX OFFICER | — |
| Todd Christopher Mackay | MANAGER | — |
| Matthew Neil Kalani Fries | VICE; VICE PRESIDENT | — |
| Thomas Gooley | VICE PRESIDENT, MANAGER | — |
| Gary Lynn Chaffin | TAX OFFICER | — |
| Jeremy Scott Carr | ASSISTANT SECRETARY | — |
| Thomas Byron Taylor | CEO, PRESIDENT | — |
| GOK LISA ANNE | SECRETARY | — |
| SHELSON MARK PAUL | TREASURER | — |
| HARRISON BRETT LAMAR | MANAGER | — |
| SMILEY STANLEY ROBERT | VICE PRESIDENT | — |
| FRIES MATTHEW NEIL KALANI | VICE | — |
| ANTONIADES ADAM NICHOLAS | PRESIDENT | — |
| OLSON GREGORY ALAN | ASSISTANT SECRETARY | — |