Thomas Gooley appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Thomas Gooley appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-28 | Form ADV | CETERA INVESTMENT MANAGEMENT LLC | MANAGER | SCHAMBURG, IL |
| 2025-03-28 | Form ADV | CETERA ADVISORY SERVICES LLC | VICE PRESIDENT, MANAGER | EL SEGUNDO, CA |
| 2025-03-28 | Form ADV | CETERA INVESTMENT ADVISERS LLC | MANAGER | SCHAUMBURG, IL |
| 2026-01-05 | Form ADV | AVANTAX PLANNING PARTNERS, INC. | DIRECTOR | DUBUQUE, IA |
| 2025-03-31 | Form ADV | AVANTAX ADVISORY SERVICES, INC. | DIRECTOR | DALLAS, TX |