David Charles Kaplan appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. David Charles Kaplan appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-03-31 | Form ADV | SHEPHERD KAPLAN LLC | CO-CEO | BOSTON, MA |
| 2025-03-31 | Form ADV | SHEPHERD KAPLAN KROCHUK, LLC | MANAGEMENT BOARD | BOSTON, MA |