SHEPHERD KAPLAN LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 128244). Regulatory assets under management: $10.2B.
Compensation: Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| David Charles Kaplan | CO-CEO | — |
| David Morris Shepherd | CO-CEO; PRESIDENT | — |
| Peter John Dilorenzo | CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES | — |
| Bayard Nmn Dodge | CHIEF COMPLIANCE OFFICER | — |
| KROCHUK TIMOTHY ADAM | MANAGING MEMBER | — |
| KAPLAN DAVID CHARLES | CO-CEO; CO-CEO, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER (+3 more) | — |
| SHEPHERD DAVID MORRIS | CO-CEO; MANAGING MEMBER; MANAGING MEMBER, CO-CEO (+2 more) | — |
| DEPALO MARIO | CFO | — |
| HUNTER MARCUS CHRISTOPHER | PRESIDENT, COO, CCO; PRESIDENT, COO, CHIEF COMPLIANCE OFFICER | — |
| SAMPERI SHAWN CHARLES | MEMBER | — |
| GOODMAN BRUCE | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MEMBER, NON-VOTING SHARES; GENERAL COUNSEL (+1 more) | — |
| MATHAI-DAVIS WALLACE MARTIN | CHAIRMAN | — |
| VIEN MICHAEL ANTHONY | CHIEF OPERATING OFFICER, GENERAL MANAGER; GENERAL MANAGER | — |
| GRANZO SEBASTIAN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MEMBER, NON-VOTING SHARES | — |
| DILORENZO PETER JOHN | CHIEF OF STAFF, MEMBER, NON-VOTING SHARES; CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES | — |
| PERRY JONATHAN THOMAS | CHIEF FINANCIAL OFFICER | — |
| DODGE BAYARD | CHIEF COMPLIANCE OFFICER | — |
| DODGE BAYARD NMN | CHIEF COMPLIANCE OFFICER | — |