SHIELDS DAVID VINCENT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHIELDS DAVID VINCENT appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC | ELECTED MANAGER | NEW YORK, NY |
| — | Form ADV | CAPITAL MANAGEMENT ASSOCIATES INC | EXECUTOR | NEW YORK, NY |
| — | Form ADV | CLEARBROOK INVESTMENT CONSULTING LLC | CHAIRMAN | NEW YORK, NY |
| — | Form ADV | WELLINGTON SHIELDS & CO., LLC | PRESIDENT/MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | SHIELDS CAPITAL CORPORATION | MANAGING DIRECTOR | NEW YORK, NY |