DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.

DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. of BUFFALO, MN is an SEC-registered investment adviser (CRD 165145). Regulatory assets under management: $382.9M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (5)

NameRoleLocation
Daniel John DoughertyCHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER
Dillon Lee DoughertyCHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER
DOUGHERTY MICHAEL JOHNCHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER; CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY; CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY, OWNER (+1 more)
Dougherty Dillon LeeCHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, OWNER
DOUGHERTY COREEN ELIZABETHOWNER/DIRECTOR

Branch offices (2)

CityStateEmployeesPhone
ST. PAULMN4651-487-1105
ST. PAULMN4651-487-1105

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