KOCHEVAR ANNE STEELE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KOCHEVAR ANNE STEELE appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | GUGGENHEIM FUNDS DISTRIBUTORS, LLC | MANAGING DIRECTOR AND CCO | CHICAGO, IL |
| — | Form ADV | DESTRA CAPITAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | BOZEMAN, MT |
| — | Form ADV | CONFLUENCE INVESTMENT MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SAINT LOUIS, MO |
| — | Form ADV | GENEVA CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | MILWAUKEE, WI |
| — | Form ADV | DRIEHAUS CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. | CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | PRINCETON CLAYMORE INVESTMENT MANAGEMENT LLC | V.P., COMPLIANCE | PRINCETON, NJ |