GUGGENHEIM FUNDS DISTRIBUTORS, LLC

GUGGENHEIM FUNDS DISTRIBUTORS, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 39805). Regulatory assets under management: $7.8B.

Registration

Business model

Compensation: % of AUM, Other.

Officers, owners & control persons (50)

Showing 25 of 50 people.

NameRoleLocation
Dominick Nmn CogliandroCHIEF OPERATING OFFICER, UNIT INVESTMENT TRUST BUSINESS
Amy Jo LeeGENERAL COUNSEL, SECRETARY, AND SENIOR MANAGING DIRECTOR
Dennis Ryan MetzgerCHIEF COMPLIANCE OFFICER
Elisabeth Ann MillerSENIOR MANAGING DIRECTOR
Christopher Vito ParisiHEAD OF DISTRIBUTION, SENIOR MANAGING DIRECTOR
Dina Marie DilorenzoPRESIDENT OF THE BROKER DEALER, GUGGENHEIM FUNDS DISTRIBUTORS, LLC
Ying ChanFINANCIAL AND OPERATIONS PRINCIPAL
MEITZNER ALEX RCHAIRMAN OF THE BOARD,
MILLER KATHLEEN ANNSENIOR MANAGING DIRECTOR; VICE PRESIDENT
MILLER G WILLIAMCHIEF EXECUTIVE OFFICER AND PRESIDENT
LEE AMY JOGENERAL COUNSEL, SECRETARY, AND SENIOR MANAGING DIRECTOR; VICE PRESIDENT AND SECRETARY; VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY
MINERD BYRON SCOTTDIRECTOR
ROBINSON KAREN MSENIOR MANAGING DIRECTOR AND GENERAL COUNSEL
HOOTEN DAVID CHARLESCHAIRMAN OF THE BOARD OF DIRECTORS; CHAIRMAN OF THE BOARD OF DIRECTORS, CEO
DALMASO NICHOLASCOO, GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT/DIRECTOR; EXECUTIVE VICE PRESIDENT, SECRETARY, TREASURER, COO, GENERAL COUNSEL, DIRECTOR (+1 more)
DILEONARDI ANTHONY JAMESDIRECTOR; SENIOR MANAGING DIRECTOR; VICE CHAIRMAN
RIGERT MICHAEL JOSEPHPRESIDENT; VICE CHAIRMAN
KOCHEVAR ANNE STEELEMANAGING DIRECTOR AND CCO; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER
COGLIANDRO DOMINICKCHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; MANAGING DIRECTOR AND COO
ALBELDA BRUCE RUDOLPHCHIEF FINANCIAL OFFICER; SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER
HOOTEN KENNETH DWIGHTBOARD OF DIRECTOR
CHAMBERLAIN SUSAN MERLECHIEF COMPLIANCE OFFICER (OF IA ONLY)
DALMASO NICHOLAS NMNCHIEF ADMINSTRATIVE OFFICER
SAXON BRUCE NMNCHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER
FUTRELL JOHN THOMASSENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER

Branch offices (2)

CityStateEmployeesPhone
BAYSIDENY2718-766-9660
LISLEIL1630-505-3700

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