CHAMBERLAIN SUSAN MERLE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CHAMBERLAIN SUSAN MERLE appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | RALLYDAY PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | LIZARD INVESTORS LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | GUGGENHEIM FUNDS DISTRIBUTORS, LLC | CHIEF COMPLIANCE OFFICER (OF IA ONLY) | CHICAGO, IL |
| — | Form ADV | HOLLAND CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | QCM CAYMAN, LTD. | CHIEF OPERATING OFFICER | HOUSTON, TX |