SCHWARTZ DAVID HOWARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SCHWARTZ DAVID HOWARD appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | VOYA FINANCIAL ADVISORS, INC. | VP/CHIEF COMPLIANCE OFFICER/CROP | WINDSOR, CT |
| — | Form ADV | FCCI CONSULTING, LLC | SHAREHOLDER | GREAT NECK, NY |
| — | Form ADV | CENTARA CAPITAL MANAGEMENT GROUP, INC. | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | MATTERHORN ASSET MANAGEMENT CORP | SHAREHOLDER | YARDLEY, PA |
| — | Form ADV | INDEPENDENT FINANCIAL GROUP, INC. | EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR | SAN DIEGO, CA |
| — | Form ADV | SUNAMERICA SECURITIES, INC. | VICE PRESIDENT, CCO, CROP | PHOENIX, AZ |
| — | Form ADV | SENTRA SECURITIES CORPORATION | VICE PRESIDENT, CCO, CROP | PHOENIX, AZ |
| — | Form ADV | SPELMAN & CO., INC. | VICE PRESIDENT, CCO & CROP | PHOENIX, AZ |
| — | Form ADV | GLP INVESTMENT MANAGEMENT PTE. LTD. | DIRECTOR | SINGAPORE |
| — | Form ADV | EXCELSIOR OPPORTUNITY ADVISORS LLC | MANAGING MEMBER | LAKE SUCCESS, NY |