RICHARDS NICOLA JANE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. RICHARDS NICOLA JANE appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIL INVESTMENT ADVISORS (UK) LTD. | DIRECTOR | TADWORTH, SURREY |
| — | Form ADV | PEMBERTON ASSET MANAGEMENT S.A. | OFFICER | LUXEMBOURG |
| — | Form ADV | RWC ASSET MANAGEMENT LLP | NON-EXECUTIVE CHAIRPERSON | LONDON |
| — | Form ADV | RWC ASSET ADVISORS (US) LLC | DIRECTOR OF RWC PARTNERS LIMITED | MIAMI, FL |
| — | Form ADV | PEMBERTON CAPITAL ADVISORS LLP | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | NEUBERGER BERMAN EUROPE LIMITED | SENIOR VICE PRESIDENT, HEAD OF COMPLIANCE | LONDON |
| — | Form ADV | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD | DIRECTOR | LONDON |