GRIST BARNABY JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GRIST BARNABY JAMES appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CETERA INVESTMENT MANAGEMENT LLC | MANAGER, PRESIDENT AND CEO | SCHAMBURG, IL |
| — | Form ADV | CETERA INVESTMENT ADVISERS LLC | MEMBER & VICE PRESIDENT | SCHAUMBURG, IL |
| — | Form ADV | BRIDGEWAY CAPITAL MANAGEMENT, LLC | DIRECTOR | HOUSTON, TX |
| — | Form ADV | PRIMEVEST FINANCIAL SERVICES, INC. | MANAGER AND VICE PRESIDENT | ST CLOUD, MN |
| — | Form ADV | CETERA ADVISOR NETWORKS LLC | DIRECTOR AND VICE PRESIDENT | EL SEGUNDO, CA |
| — | Form ADV | CETERA ADVISORS LLC | DIRECTOR AND VICE PRESIDENT | GREENWOOD VILLAGE, CO |