GOODMAN BRUCE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GOODMAN BRUCE appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SHEPHERD KAPLAN LLC | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | BOSTON, MA |
| — | Form ADV | SHEPHERD KAPLAN KROCHUK, LLC | GENERAL COUNSEL | BOSTON, MA |